The panel discusses the evolving landscape of the SEC's enforcement practices, highlighting significant influences from recent Supreme Court rulings and increased legal challenges. These rulings have ...

Effective SEC testimony relies on strategic client involvement, clear communication, and thorough preparation to navigate the complexities of legal investigations. Clients must be actively involved in ...

What RIAs need to avoid in the coming year is a failure to communicate. At least if they are seeking to stay the cool hand of the SEC, that is. In light of recent regulations, the highest SEC priority ...

With spring practice in the rearview and transfer portal team rankings nearly settled for the 2025 cycle, it's time to update SEC power rankings ahead of the new season. It was a costly offseason in ...

Firm Adds Award-Winning SEC Whistleblower Advocates Practice Led by Jordan A. Thomas, A Principal Architect of the SEC Whistleblower Program "Being a corporate whistleblower is rarely easy or ...